AMPLDR403 - Plan, conduct and report a workplace incident investigation
Assessor Resource
AMPLDR403 Plan, conduct and report a workplace incident investigation
Assessment tool
Version 1.0 Issue Date: May 2024
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Submission Requirements
List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here
Assessment task 1: [title] Due date:
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Assessment Tasks
Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.
Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.
Observation Checklist
Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice
Yes
No
Comments/feedback
Access, interpret and implement workplace procedures for incident response and investigation
Determine regulatory and workplace requirements that relate to the incident, and ensure investigation activities and documentation are compliant
Apply knowledge of applicable legislation and workplace policies, procedures and systems to ensure requirements of legislation and workplace policies, procedures, processes and systems are met by the investigation plan
Consult with relevant individuals to determine appropriate processes for the investigation
Define the scope and timeframes of the investigation
Ensure participation of, and consultation with, relevant individuals and parties as part of the planning process, specifying agreed processes for all phases of the investigation
Identify, document and obtain necessary resources to conduct the investigation, including expert advice if required
Identify, address and document barriers to investigation
Ensure planning includes agreed timelines, objectives, responsibilities, roles, documentation, actions and outcomes
Identify and access sources of information and data
Inspect relevant evidence, and document outcome of inspection
Gather information and data in ways that ensure objectivity, confidentiality, validity and accuracy
Determine root cause, key events, conditions and/or circumstances that together resulted in the incident
Develop actions, interventions and practical measures to prevent the reoccurrence of the incident and to address root causes
Detail recommended actions, interventions or measures, and plans for their implementation and evaluation
Prepare a report on the investigation, using objective language
Cite evidence and basis for conclusions and recommendations
Communicate the report to relevant individuals and parties
Review the investigation process and provide feedback
File and store report according to workplace systems
Forms
Assessment Cover Sheet
AMPLDR403 - Plan, conduct and report a workplace incident investigation
Assessment task 1: [title]
Student name:
Student ID:
I declare that the assessment tasks submitted for this unit are my own work.
Student signature:
Result: Competent Not yet competent
Feedback to student
Assessor name:
Signature:
Date:
Assessment Record Sheet
AMPLDR403 - Plan, conduct and report a workplace incident investigation
Student name:
Student ID:
Assessment task 1: [title] Result: Competent Not yet competent
(add lines for each task)
Feedback to student:
Overall assessment result: Competent Not yet competent